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Seasonal movements of Bronze Age transhumant pastoralists in western Xinjiang
Peter Jia,Gino Caspari ,Alison Betts,Bahaa Mohamadi,Timo Balz,Dexin Cong,Hui Shen,Qi Meng
Published: November 4, 2020 doi.org/10.1371/journal.pone.0240739
Abstract
The paper explores seasonal movements of Bronze Age mobile pastoralists in the western Tianshan mountainous region of Xinjiang, China. Fieldwork by a team from the Institute of Archaeology of the Chinese Academy of Social Science (CASS) and the University of Sydney, Australia have identified cyclical land use practices associated with the Andronovo cultural complex. Their pattern of seasonal movements has been reconstructed through ethnographic studies and analysis of modern snow and grass cover. Using this detailed combination of data, the study defines requirements for seasonal pastures–winter, summer and spring/autumn–and shows a clear correlation between modern land use and seasonal patterns of movement in the Bronze Age.
1. Introduction
Western Xinjiang is a land of mountains where the narrow ridge of the Tianshan is split in two by the Yili River. The high steep-sided peaks are permanently glaciated, forming numerous rivers cutting deep valleys down to the desert below. The upper slopes below the snowline are forested, with open patches of grassland. With the exception of the Yili Valley, rainfall is low, and the land is not well suited to agriculture, although dry farming is possible in some particularly favourable places. Irrigation agriculture is practiced today at the foot of the mountains, exploiting permanently flowing rivers fed by snow and glacial meltwater. Historically, the main economic strategy has been transhumant pastoralism, taking advantage of the extreme ranges of altitude and the rich seasonal grassland pastures. This is still the case today where Kazakhs and Mongols, who have historically migrated into this region, herd sheep, goat, cattle and horses in a round of seasonal movement. Archaeologically, this lifestyle can be traced back in various forms to the Bronze Age when the first herders moved into the western Tianshan from the Eurasian steppe.
Transhumant pastoralism is characterized by regular movement of herders and their livestock between fixed points to exploit the seasonal availability of pastures [1]. In western Xinjiang, annual movement is vertical and typically fairly short range, generally from 20–200 km. Although the herds provide the main basis of the economy for most pastoralists in the region, almost all of them engage to a greater or lesser extent in limited agriculture, depending on the environment in which they operate. Contemporary pastoralists in the lush Yili Valley cultivate quite large numbers of fields, both for fodder and for cash or food crops, but in the more arid Bortala Valley, agriculture is relatively limited. Going back into prehistory, the Eurasian Bronze Age is widely characterised as being based on a pastoral economy, but little work has been carried out on the precise nature of that economy beyond identification of the animals and plants that supported it. In particular, few studies have been undertaken on the nature of seasonal movement in relation to economic management, a notable exception being the work of Frachetti [2] in the Semirech’ye region of eastern Kazakhstan. The aim of this paper is to reconstruct models of seasonal movement for Bronze Age pastoralists in western Xinjiang. The archaeological evidence, while extensive, is insufficient to determine the structure of seasonal movements with any degree of precision, nor is the reasoning behind choices for camp sites clearly identifiable. To model these for the archaeological record, this study uses data drawn from ethnographic studies and analysis of modern snow and grass cover. Fieldwork permission (No. 350) was issued by the Chinese State Bureau of Relics to D. Cong (3196027).
2. The Bronze Age in Xinjiang
The first Bronze Age peoples appeared in Xinjiang in the 3rd millennium BCE, mobile pastoralists superseding, and probably blending with, the last communities practicing age-old lifestyles of hunting, fishing and foraging who had dominated the wider region since the Palaeolithic. Bronze Age groups first appeared in the northern part of the Inner Asian Mountain Corridor bordering western Xinjiang when the eastward spread of Yamnaya peoples from beyond the Ural Mountains created the rise of a local Early Bronze Age culture, the Afanasievo, in the Altai Mountains. Afanasievo people in the Altai-Sayan region are genetically indistinguishable from Yamnaya populations, confirming an eastward expansion across the steppe [3]. Afanasievo groups are also linked to the oldest known evidence for dairy consumption in the eastern Eurasian steppe, suggesting that human migration into the Altai was associated with the introduction of domestic livestock [4]. Although a few Afanasievo burials have recently been reported in western Xinjiang [5–7], the first strong evidence for Bronze Age groups there appears with the Qiemu’erqieke (Chemurchek, Khemtseg) population in the north of Xinjiang [8] and Xiaohe/Gumugou to the south [9]. The Qiemu’erqieke culture can be dated broadly from around the mid-3rd millennium BCE, with the tradition as a whole lasting probably up until c. 1700 BCE [10]. Xiaohe/Gumugou dates also from the mid-3rd millennium to the mid-2nd millennium BCE [9]. Qiemu’erqieke and Xiaohe/Gumugou emerged out of Altaic/Mongolian and east Eurasian populations [11–13], while a third early group, the Tianshanbeilu culture, appearing in the oasis of Hami at the eastern end of the Tianshan, had its ancestry to the east in early oasis farming populations in Gansu and the Hexi Corridor [10, 14]. By the early 2nd millennium BCE, new Eurasian agro-pastoralists moved in from the west, occupying some of the same lands as the southerly expansion of Qiemu’erqieke peoples. They spread into the western hills and mountains of Xinjiang, along the Tianshan towards the east, and south into the Pamirs, close to the western end of the Tibetan Plateau. This group shared broad affinity with the loosely defined Andronovo complex that appeared widely across Eurasia in the later Bronze Age [15–17], more specifically the eastern Federovo variant [18].
A long-term project to conduct a detailed study of Andronovo groups in Xinjiang is in progress under the leadership of a team from the Institute of Archaeology of the Chinese Academy of Social Science (CASS) and the University of Sydney, Australia. The team has been working in Wenquan County, in the Bortala River area, in the far west of Xinjiang [18, 19], particularly at the occupation site and associated burial grounds of Adunqiaolu. The Upper Bortala River, also known as the Wenquan (Hot-Springs) River, originates between the Alatao and Biezhentao Mountains in the western Tianshan, flowing eastward through Wenquan (Hot Springs) County (Fig 1). It then joins the Daheyanzi River and runs out into Aibi (Ebinur) Lake. In the upper reaches of the Bortala River, the river bed lies close to the foothills of the Biezhentao Mountains on the south bank and on the north bank is separated from the Alatao Mountains by a wide band of gently sloping alluvial fans at an elevation of about 2000 m a.s.l. Behind the alluvial fans are low hills, backed in turn by the mountains. The alluvial fans form important areas of open pasture in the semi-arid steppe, drained by a dense network of seasonal streams. The east-west orientation of the valley provides the north bank with maximum exposure to seasonal sunlight. Altitude ranges from c. 1000 in the riverbed to c. 4000 m a.s.l. in the mountains.
Located far from any oceans, the region has a temperate, semi-arid, continental climate. The annual average temperature is around 3.6°C. Temperature extremes range from a maximum of 37.2°C to a minimum of -35.9°C [20]. Generally, the lowest temperature of the year occurs in January, with an average of -15°C, while in July the mean temperature is around 23°C [21]. Rainfall is low with an annual average precipitation rate of c. 200mm, mainly concentrated from May to July, when the region experiences about 60% of the annual total. The other months are much dryer, with monthly precipitation between November and March at usually less than 10mm. The vegetation types in Wenquan county are determined largely by the region’s distinct zones of elevation [22]. In the mountain foothills steppe vegetation is the most common, composed mainly of stipa grasses, including S. caucasica, S. grandis, S. orientalis and S. sareptana. Plants including sagebrush (Artemisia frigida), fetusca grasses (F. ovina, F. rupicola), and Seriphidium gracilescens are also commonly included in the steppe community. Areas adjacent to and above the steppes are covered with meadow vegetation, with the dominant plants represented by artemesia (Artemisia subulate), sedge (Carex stenocarpa) and annual meadowgrass (Poa annua). Alpine vegetation composed of cushion-like rock jasmine (Androsace) dominates on the higher slopes. Forests of Asian spruce (Picea schrenkiana) alternate with steppes and meadows, principally on the northern sides of the mountains. Around the Adunqiaolu site, stipa steppe is found widely and constitutes the main landscape. Spruce forest is rare, while in the river valley bottoms poplar (Populus) and willow (Salix) are common.
As is generally the case with prehistoric pastoralist populations, Bronze Age remains include many cemeteries, but in the Bortala Valley there is also clear evidence of settlement through the presence of stone house footings of distinctive plan. Bronze Age stone-based habitation sites might be far more widespread than previously assumed. This type of monument extends into northern Xinjiang [23, 24], Kazakhstan [25], the Russian Altai and Tuva Republic, although there is an ongoing debate whether smaller versions are connected to seasonal habitation [26] or should rather be interpreted within a ritualistic framework [27, 28]. Archaeologically, investment in construction of stone houses is often taken to indicate permanent settlement, but this is clearly not the case in the Bortala Valley. A body of evidence shows that the houses were used on a rotating seasonal basis; investment in the construction of permanent buildings was worthwhile because the houses were used regularly over many years. This can be proven in various ways, one of the most valuable of which is the recent ethnographic record. Despite the fact that the modern pastoral populations in the region have tents, they construct stone or timber houses which they occupy seasonally, making use of their tents only in the warmer months when they move more widely in search of good pasture. As is the case today, the Andronovo people appear to have constructed houses in differing locations according to the cycles of the seasonal round: for winter, for summer and for the various mid-seasons at either end of the year. Bronze Age houses have been found at high altitudes around 3000 m a.s.l. near the summer campsites of local herders in locations that would be uninhabitable in winter due to deep snow cover and sub-zero temperatures (2016 test pit excavation, unpublished database). Large residential structures have been identified on mountain slopes at the relatively high altitude of 2300 m a.s.l. next to the winter campsites of the modern herding community at Adunqiaolu [18, 29]. As part of the work of the CASS and University of Sydney team in the Bortala Valley, several field seasons have been devoted to study of recent camp sites and herding practices in order to gain a deeper understanding of Bronze Age land use patterns and economic decision making.
Peter Jia,Gino Caspari ,Alison Betts,Bahaa Mohamadi,Timo Balz,Dexin Cong,Hui Shen,Qi Meng
Published: November 4, 2020 doi.org/10.1371/journal.pone.0240739
Abstract
The paper explores seasonal movements of Bronze Age mobile pastoralists in the western Tianshan mountainous region of Xinjiang, China. Fieldwork by a team from the Institute of Archaeology of the Chinese Academy of Social Science (CASS) and the University of Sydney, Australia have identified cyclical land use practices associated with the Andronovo cultural complex. Their pattern of seasonal movements has been reconstructed through ethnographic studies and analysis of modern snow and grass cover. Using this detailed combination of data, the study defines requirements for seasonal pastures–winter, summer and spring/autumn–and shows a clear correlation between modern land use and seasonal patterns of movement in the Bronze Age.
1. Introduction
Western Xinjiang is a land of mountains where the narrow ridge of the Tianshan is split in two by the Yili River. The high steep-sided peaks are permanently glaciated, forming numerous rivers cutting deep valleys down to the desert below. The upper slopes below the snowline are forested, with open patches of grassland. With the exception of the Yili Valley, rainfall is low, and the land is not well suited to agriculture, although dry farming is possible in some particularly favourable places. Irrigation agriculture is practiced today at the foot of the mountains, exploiting permanently flowing rivers fed by snow and glacial meltwater. Historically, the main economic strategy has been transhumant pastoralism, taking advantage of the extreme ranges of altitude and the rich seasonal grassland pastures. This is still the case today where Kazakhs and Mongols, who have historically migrated into this region, herd sheep, goat, cattle and horses in a round of seasonal movement. Archaeologically, this lifestyle can be traced back in various forms to the Bronze Age when the first herders moved into the western Tianshan from the Eurasian steppe.
Transhumant pastoralism is characterized by regular movement of herders and their livestock between fixed points to exploit the seasonal availability of pastures [1]. In western Xinjiang, annual movement is vertical and typically fairly short range, generally from 20–200 km. Although the herds provide the main basis of the economy for most pastoralists in the region, almost all of them engage to a greater or lesser extent in limited agriculture, depending on the environment in which they operate. Contemporary pastoralists in the lush Yili Valley cultivate quite large numbers of fields, both for fodder and for cash or food crops, but in the more arid Bortala Valley, agriculture is relatively limited. Going back into prehistory, the Eurasian Bronze Age is widely characterised as being based on a pastoral economy, but little work has been carried out on the precise nature of that economy beyond identification of the animals and plants that supported it. In particular, few studies have been undertaken on the nature of seasonal movement in relation to economic management, a notable exception being the work of Frachetti [2] in the Semirech’ye region of eastern Kazakhstan. The aim of this paper is to reconstruct models of seasonal movement for Bronze Age pastoralists in western Xinjiang. The archaeological evidence, while extensive, is insufficient to determine the structure of seasonal movements with any degree of precision, nor is the reasoning behind choices for camp sites clearly identifiable. To model these for the archaeological record, this study uses data drawn from ethnographic studies and analysis of modern snow and grass cover. Fieldwork permission (No. 350) was issued by the Chinese State Bureau of Relics to D. Cong (3196027).
2. The Bronze Age in Xinjiang
The first Bronze Age peoples appeared in Xinjiang in the 3rd millennium BCE, mobile pastoralists superseding, and probably blending with, the last communities practicing age-old lifestyles of hunting, fishing and foraging who had dominated the wider region since the Palaeolithic. Bronze Age groups first appeared in the northern part of the Inner Asian Mountain Corridor bordering western Xinjiang when the eastward spread of Yamnaya peoples from beyond the Ural Mountains created the rise of a local Early Bronze Age culture, the Afanasievo, in the Altai Mountains. Afanasievo people in the Altai-Sayan region are genetically indistinguishable from Yamnaya populations, confirming an eastward expansion across the steppe [3]. Afanasievo groups are also linked to the oldest known evidence for dairy consumption in the eastern Eurasian steppe, suggesting that human migration into the Altai was associated with the introduction of domestic livestock [4]. Although a few Afanasievo burials have recently been reported in western Xinjiang [5–7], the first strong evidence for Bronze Age groups there appears with the Qiemu’erqieke (Chemurchek, Khemtseg) population in the north of Xinjiang [8] and Xiaohe/Gumugou to the south [9]. The Qiemu’erqieke culture can be dated broadly from around the mid-3rd millennium BCE, with the tradition as a whole lasting probably up until c. 1700 BCE [10]. Xiaohe/Gumugou dates also from the mid-3rd millennium to the mid-2nd millennium BCE [9]. Qiemu’erqieke and Xiaohe/Gumugou emerged out of Altaic/Mongolian and east Eurasian populations [11–13], while a third early group, the Tianshanbeilu culture, appearing in the oasis of Hami at the eastern end of the Tianshan, had its ancestry to the east in early oasis farming populations in Gansu and the Hexi Corridor [10, 14]. By the early 2nd millennium BCE, new Eurasian agro-pastoralists moved in from the west, occupying some of the same lands as the southerly expansion of Qiemu’erqieke peoples. They spread into the western hills and mountains of Xinjiang, along the Tianshan towards the east, and south into the Pamirs, close to the western end of the Tibetan Plateau. This group shared broad affinity with the loosely defined Andronovo complex that appeared widely across Eurasia in the later Bronze Age [15–17], more specifically the eastern Federovo variant [18].
A long-term project to conduct a detailed study of Andronovo groups in Xinjiang is in progress under the leadership of a team from the Institute of Archaeology of the Chinese Academy of Social Science (CASS) and the University of Sydney, Australia. The team has been working in Wenquan County, in the Bortala River area, in the far west of Xinjiang [18, 19], particularly at the occupation site and associated burial grounds of Adunqiaolu. The Upper Bortala River, also known as the Wenquan (Hot-Springs) River, originates between the Alatao and Biezhentao Mountains in the western Tianshan, flowing eastward through Wenquan (Hot Springs) County (Fig 1). It then joins the Daheyanzi River and runs out into Aibi (Ebinur) Lake. In the upper reaches of the Bortala River, the river bed lies close to the foothills of the Biezhentao Mountains on the south bank and on the north bank is separated from the Alatao Mountains by a wide band of gently sloping alluvial fans at an elevation of about 2000 m a.s.l. Behind the alluvial fans are low hills, backed in turn by the mountains. The alluvial fans form important areas of open pasture in the semi-arid steppe, drained by a dense network of seasonal streams. The east-west orientation of the valley provides the north bank with maximum exposure to seasonal sunlight. Altitude ranges from c. 1000 in the riverbed to c. 4000 m a.s.l. in the mountains.
Located far from any oceans, the region has a temperate, semi-arid, continental climate. The annual average temperature is around 3.6°C. Temperature extremes range from a maximum of 37.2°C to a minimum of -35.9°C [20]. Generally, the lowest temperature of the year occurs in January, with an average of -15°C, while in July the mean temperature is around 23°C [21]. Rainfall is low with an annual average precipitation rate of c. 200mm, mainly concentrated from May to July, when the region experiences about 60% of the annual total. The other months are much dryer, with monthly precipitation between November and March at usually less than 10mm. The vegetation types in Wenquan county are determined largely by the region’s distinct zones of elevation [22]. In the mountain foothills steppe vegetation is the most common, composed mainly of stipa grasses, including S. caucasica, S. grandis, S. orientalis and S. sareptana. Plants including sagebrush (Artemisia frigida), fetusca grasses (F. ovina, F. rupicola), and Seriphidium gracilescens are also commonly included in the steppe community. Areas adjacent to and above the steppes are covered with meadow vegetation, with the dominant plants represented by artemesia (Artemisia subulate), sedge (Carex stenocarpa) and annual meadowgrass (Poa annua). Alpine vegetation composed of cushion-like rock jasmine (Androsace) dominates on the higher slopes. Forests of Asian spruce (Picea schrenkiana) alternate with steppes and meadows, principally on the northern sides of the mountains. Around the Adunqiaolu site, stipa steppe is found widely and constitutes the main landscape. Spruce forest is rare, while in the river valley bottoms poplar (Populus) and willow (Salix) are common.
As is generally the case with prehistoric pastoralist populations, Bronze Age remains include many cemeteries, but in the Bortala Valley there is also clear evidence of settlement through the presence of stone house footings of distinctive plan. Bronze Age stone-based habitation sites might be far more widespread than previously assumed. This type of monument extends into northern Xinjiang [23, 24], Kazakhstan [25], the Russian Altai and Tuva Republic, although there is an ongoing debate whether smaller versions are connected to seasonal habitation [26] or should rather be interpreted within a ritualistic framework [27, 28]. Archaeologically, investment in construction of stone houses is often taken to indicate permanent settlement, but this is clearly not the case in the Bortala Valley. A body of evidence shows that the houses were used on a rotating seasonal basis; investment in the construction of permanent buildings was worthwhile because the houses were used regularly over many years. This can be proven in various ways, one of the most valuable of which is the recent ethnographic record. Despite the fact that the modern pastoral populations in the region have tents, they construct stone or timber houses which they occupy seasonally, making use of their tents only in the warmer months when they move more widely in search of good pasture. As is the case today, the Andronovo people appear to have constructed houses in differing locations according to the cycles of the seasonal round: for winter, for summer and for the various mid-seasons at either end of the year. Bronze Age houses have been found at high altitudes around 3000 m a.s.l. near the summer campsites of local herders in locations that would be uninhabitable in winter due to deep snow cover and sub-zero temperatures (2016 test pit excavation, unpublished database). Large residential structures have been identified on mountain slopes at the relatively high altitude of 2300 m a.s.l. next to the winter campsites of the modern herding community at Adunqiaolu [18, 29]. As part of the work of the CASS and University of Sydney team in the Bortala Valley, several field seasons have been devoted to study of recent camp sites and herding practices in order to gain a deeper understanding of Bronze Age land use patterns and economic decision making.